KYC

Full Name Place of birth Nationality Citizenship Date of Birth Passport/National ID Country Issued by Residential Address: (Street, Town, Postcode and Country) Phone Email Please mark those services you are applying for: ---- Investment Advice Shares Trading Both Please Upload a Clear copy of your Passport or National ID Please Upload a recent utility bill, that is no older than 3 months

APPROPRIATENESS

In what bank(s) do you keep your current account(s)? What are the purpose of your investments? How do you plan to use the account once opened? ---- Carry on the securities transactions and their settlement Safety Growth Income Speculative Other How much do you expect to investment on an annual basis? ---- a. Up to €5,000 b. €5,001 - €10,000 c. €10,001 - €50,000 d. More than €50,000 Investment Objectives – please state your investment perspective ---- Short-term (up to 1 year) Medium term (1 to 5 years) Long term (over 5 years) How frequently do you intend to use the investment services provided? ---- Often Regular Occasional Level of Risk you are willing to undertake? ---- Slight fluctuations in value (from a current perspective: up to 10% p.a., stronger fluctuations are possible) Medium-level fluctuations in value (over 10% p.a., in exceptional cases, a complete loss is possible), e.g. equity funds, mixed funds, stocks (e.g. blue chips), foreign currency bonds Speculative investments which may involve the complete loss of the invested capital because I want to take advantage of a very high earnings potential e.g. low quality bonds, stocks, warrant Extremely risky investments which may involve, beyond the complete loss of the invested capital, the demand for additional funds e.g. written options, forward transaction Source of funds? ---- Business owner Salary/Earnings Inheritance Sale of Property Pension Other What is your level of education? ---- a. High school b. Bachellers degree c. Masters/PhD d. None of the above What is your current occupation? Which sector do you work in? ---- Financial Services IT Adminstration Legal Marketing Engineering Hospitality Human Resources Telecommunications Agriculture Other What is your total estimated net worth? ---- a. Less Than €50,000 b, €50,001 - €100,000 c. €100,001 - €500,000 d. €500,001 - €1,000,000 e. More Than €1,000,000 What is the frequency of transactions in the last 12 months in Shares/Bonds or other Financial Instruments ---- a. Daily b. Weekly c. Monthly d. Yearly e. Never Traded Before What was the average volume of your transactions in the last 12 months? ---- Less Than 10,000 € 10,001 €- 50,000 € 50,001 € - 100,000 € 100,001 € - 250,000 € More Than 250,000 € Are you a Politically Exposed Person? ---- Yes No Have you been assigned with any important public or governmental functions/position during the past 12 month? ---- Yes No Has an immediate family member (i.e. espouse, children, parents), or a close associate (i.e. business partners) of yours been assigned with, or held, any important public or governmental functions/position during the past 12 months? ---- Yes No Please select the category that is suitable for you: ---- Retail Professional Client Eligible Counterparty Approval and Acceptance Submit

KYC

Legal Name of the Company Organizational and Legal Form ---- Corporation Partnership Trust Individual LLC Other Country of Incorporation Registration Date Registration Documents : Certificate of Incorporation Certificate of Goodwill Certificate of Shareholders Certificate of Directors and Secretary Certificate of Registered Office Certificate of Incumbency, if applicable (shall replace certificates of incorporation, registered office, directors and secretary and shareholders) Memorandum and articles of association (if not EU regulated or regulated in a country with equivalent disclosure and transparency requirements) In case that registered shareholders act as nominees of the beneficial owners, a copy of the trust agreement concluded between the nominee shareholder and the beneficial owners Documents for the verification of the identity of the registered shareholders and the beneficial owners (passport and utility bill) Registration Number Name of Company Registrar (if applicable) Address: (Street, Town, Postcode and Country) Phone Email Contact Person Authorised executive (Last, First Name , Middle Name, if applicable) Authority based upon (Please indicate date, number, name of the constitutive document or Power of Attorney) / Director - Attorney - Other Please mark those services you are applying for: ---- Investment Advice Shares Trading Both Licenses held (license type, number, date of issue, authority, validity, list of types of the licenses activity) /if applicable Information about governing bodies of the legal entity Information about beneficiaries of legal entity (incorporators with ownership of more than 10% and/or persons empowered to issue instructions mandatory for the client, or otherwise determine the client’s activities) The ownership structure of this particular entity – through to the ultimate beneficial owner (10%) – diagram of whole legal structure, indicating % Add a document Is the company regulated by any relevant authority? If yes, please specify Provide a description of the corporate entity business: Please describe what type of transactions/services the company renders. What instruments are traded (Securities - Bonds - Other)

APPROPRIATENESS

In what bank(s) do you keep the company current account(s) ? What are the purpose of your investments? How do you plan to use the account once opened? ---- Carry on the securities transactions and their settlement Safety Growth Income Speculative Other How much do you expect to investment on an annual basis? ---- a. Up to €5,000 b. €5,001 - €10,000 c. €10,001 - €50,000 d. More than €50,000 Investment Objectives – please state your investment perspective ---- Short-term (up to 1 year) Medium term (1 to 5 years) Long term (over 5 years) How frequently do you intend to use the investment services provided? ---- Often Regular Occasional Level of Risk you are willing to undertake? ---- Slight fluctuations in value (from a current perspective: up to 10% p.a., stronger fluctuations are possible) Medium-level fluctuations in value (over 10% p.a., in exceptional cases, a complete loss is possible), e.g. equity funds, mixed funds, stocks (e.g. blue chips), foreign currency bonds Speculative investments which may involve the complete loss of the invested capital because I want to take advantage of a very high earnings potential e.g. low quality bonds, stocks, warrant Extremely risky investments which may involve, beyond the complete loss of the invested capital, the demand for additional funds e.g. written options, forward transaction Source of funds? ---- Business owner Earnings/Profits Sale of Property Share Capital Injection Other What is the nature of the business? Financial Status please choose < or > ? Earnings ---- < EUR 5,000,000 > EUR 5,000,000 Ordinary business activities ---- < EUR 5,000,000 > EUR 5,000,000 Extraordinary/Exceptional ---- < EUR 5,000,000 > EUR 5,000,000 Reported profit ---- < EUR 5,000,000 > EUR 5,000,000 Total liabilities (loans, advances, sureties, etc) ---- < EUR 5,000,000 > EUR 5,000,000 What is the frequency of transactions in the last 12 months in Shares/Bonds or other Financial Instruments ---- a. Daily b. Weekly c. Monthly d. Yearly e. Never Traded Before What was the average volume of your transactions in the last 12 months? ---- Less Than 10,000 € 10,001 € - 50,000 € 50,001 € - 100,000 € 100,001 € - 250,000 € More Than 250,000 € Are you a Politically Exposed Person? ---- Yes No Have you been assigned with any important public or governmental functions/position during the past 12 month? ---- Yes No Has an immediate family member (i.e. spouse, children, parents), or a close associate (i.e. business partners) of yours been assigned with, or held, any important public or governmental functions/position during the past 12 months? ---- Yes No Please select the category that is suitable for you: ---- Retail Professional Client Eligible Counterparty Approval and Acceptance Submit